Ng, Chi Hoi (SFC:ADA864) 吳志凱
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ARTE Capital Management Limited | RO | Advising on securities | 2019-06-03 | 2021-02-28 | RO | Asset management | 2019-06-03 | 2021-02-28 |
| 2 | BMI FUNDS MANAGEMENT LIMITED | RO | Advising on securities | 2004-04-15 | 2005-04-12 | RO | Asset management | 2004-04-15 | 2005-04-12 |
| 3 | CAPITAL GLOBAL MANAGEMENT LIMITED | RO | Dealing in securities | 2005-09-17 | 2006-11-16 | RO | Advising on securities | 2006-08-01 | 2006-11-16 |
| 4 | Changyuan Securities Limited | RO | Advising on securities | 2021-03-03 | RO | Asset management | 2021-03-03 | RO | Dealing in securities | 2021-03-03 |
| 5 | GAYANG SECURITIES LIMITED | Rep | Dealing in securities | 2015-11-02 | 2016-04-06 |
| 6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-04-12 | 2005-05-12 |
| 7 | Jingdong Securities Limited | RO | Advising on securities | 2017-05-26 | 2018-10-31 | RO | Asset management | 2017-05-26 | 2018-10-31 | RO | Dealing in securities | 2017-05-26 | 2018-10-31 |
| 8 | KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2012-12-12 | 2012-12-14 | Rep | Asset management | 2012-12-12 | 2012-12-14 | RO | Advising on securities | 2012-12-14 | 2015-05-31 | RO | Asset management | 2012-12-14 | 2015-05-31 |
| 9 | KVB Kunlun Securities (HK) Limited | Rep | Dealing in securities | 2012-12-12 | 2012-12-14 | RO | Dealing in securities | 2012-12-14 | 2015-05-31 |
| 10 | PATTERSON FINANCIAL SERVICES LIMITED | Rep | Advising on corporate finance | 2003-10-23 | Rep | Advising on securities | 2003-10-23 |
| 11 | PUREHEART CAPITAL ASIA LIMITED | RO | Advising on securities | 2007-03-08 | 2012-10-31 | RO | Asset management | 2007-03-08 | 2012-10-31 | RO | Dealing in securities | 2010-04-26 | 2012-10-31 |
| 12 | SGI Capital Asset Management Limited | RO | Advising on securities | 2016-08-30 | 2017-05-19 | RO | Asset management | 2016-08-30 | 2017-05-19 |
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