Kam, Boris Kwun Kwan 金冠群
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Changjiang Futures (HK) Limited | Rep | Dealing in futures contracts | 2012-08-15 | 2016-05-31 |
| 2 | Changjiang Securities Brokerage (HK) Limited | Rep | Advising on securities | 2012-08-15 | 2016-03-23 | Rep | Dealing in securities | 2012-08-15 | 2016-03-23 | RO | Advising on securities | 2016-03-23 | 2016-05-31 | RO | Dealing in securities | 2016-03-23 | 2016-05-31 |
| 3 | China Investment Fund International Securities Limited | Rep | Dealing in securities | 2019-07-23 | 2019-08-19 | RO | Advising on securities | 2019-08-19 | 2020-01-10 | RO | Dealing in securities | 2019-08-19 | 2020-01-10 |
| 4 | China Sunrise Securities (International) Limited | RO | Dealing in securities | 2016-06-22 | 2017-05-14 |
| 5 | Greater China Asset Management (HK) Limited (b2011-10-21) | RO | Asset management | 2018-09-27 | 2019-06-30 |
| 6 | Greater China Securities Limited (b1999-04-26) | Rep | Dealing in securities | 2018-06-19 | 2018-07-18 | RO | Dealing in securities | 2018-07-18 | 2019-06-30 |
| 7 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-03-20 | 2011-06-09 |
| 8 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2006-03-20 | 2011-06-09 | Rep | Leveraged foreign exchange trading | 2008-09-12 | 2011-06-09 |
| 9 | Holly International Financial Holdings Limited | Rep | Dealing in securities | 2020-08-05 | 2020-08-17 | Rep | Dealing in futures contracts | 2020-08-05 | 2021-12-31 | RO | Dealing in securities | 2020-08-17 | 2021-12-31 |
| 10 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2011-06-23 | 2012-07-27 | Rep | Dealing in securities | 2011-06-23 | 2012-07-27 |
| 11 | Rich Bay Securities Limited | Rep | Dealing in securities | 2017-06-09 | 2017-07-24 | RO | Dealing in securities | 2017-07-24 | 2018-04-30 |
| 12 | Tongjin Securities Limited | RO | Advising on futures contracts | 2020-01-17 | 2020-06-02 | RO | Advising on securities | 2020-01-17 | 2020-06-02 | RO | Dealing in futures contracts | 2020-01-17 | 2020-06-02 | RO | Dealing in securities | 2020-01-17 | 2020-06-02 |
| 13 | WINBULL SECURITIES INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2022-03-16 | 2022-03-21 | RO | Advising on securities | 2022-03-21 | RO | Asset management | 2022-03-21 | RO | Dealing in securities | 2022-03-21 |
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