Wong, Ivis Long Sau 黃朗修
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Caitong International Asset Management Co., Limited | RO | Advising on securities | 2013-05-20 | 2015-05-26 | RO | Asset management | 2013-05-20 | 2015-05-26 |
| 2 | CAITONG INTERNATIONAL SECURITIES CO., LIMITED | RO | Advising on securities | 2012-08-01 | 2015-05-26 | RO | Dealing in securities | 2012-08-01 | 2015-05-26 |
| 3 | Fosun International Securities Limited | Rep | Dealing in securities | 2016-08-25 | 2016-10-25 | RO | Dealing in securities | 2016-10-25 | 2017-05-31 |
| 4 | HK Monkey Securities Limited | RO | Asset management | 2018-07-20 | 2019-12-16 | RO | Dealing in securities | 2018-07-20 | 2019-12-16 | RO | Advising on securities | 2019-04-04 | 2019-12-16 |
| 5 | M SECURITIES LIMITED (HK) | RO | Dealing in securities | 2016-03-08 | 2016-05-20 |
| 6 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2011-06-16 | 2011-06-29 | Rep | Dealing in securities | 2011-06-16 | 2011-06-29 | RO | Advising on securities | 2011-06-29 | 2012-01-31 | RO | Dealing in securities | 2011-06-29 | 2012-01-31 |
| 7 | Rifa Securities Limited | Rep | Advising on corporate finance | 2005-01-06 | Rep | Advising on securities | 2005-01-06 | Rep | Asset management | 2005-01-06 | Rep | Automated trading services | 2005-01-06 | Rep | Dealing in securities | 2005-02-21 | RO | Dealing in securities | 2005-02-21 | 2009-03-27 |
| 8 | SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2009-09-21 | 2011-01-28 | Rep | Asset management | 2009-09-21 | 2011-01-28 |
| 9 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2009-07-29 | 2009-09-21 | RO | Dealing in securities | 2009-09-21 | 2011-01-28 |
| 10 | SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | Advising on corporate finance | 2009-09-21 | 2011-01-28 |
| 11 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-09-21 | 2011-01-28 |
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