Poon, Kwok Hoi 潘國海
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FTFT International Securities and Futures Limited | Rep | Dealing in securities | 2019-04-03 | 2019-04-17 |
| 2 | Planetree Asset Management Limited (HK) | Rep | Asset management | 2018-12-12 | 2019-03-26 |
| 3 | Planetree Futures Limited | Rep | Advising on futures contracts | 2004-02-17 | Rep | Asset management | 2004-02-17 | Rep | Dealing in futures contracts | 2019-03-26 |
| 4 | Planetree Securities Limited | Rep | Advising on corporate finance | 2004-02-17 | Rep | Advising on securities | 2004-02-17 | Rep | Asset management | 2004-02-17 | Rep | Dealing in securities | 2019-03-26 |
| 5 | YEW TREE LIMITED | Rep | Dealing in securities | 2019-04-26 | 2019-07-29 | RO | Dealing in securities | 2019-07-29 | 2022-01-10 | Rep | Dealing in futures contracts | 2019-10-02 | 2022-01-10 |
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