Yamamoto, Masahiko
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAPE ASSET MANAGEMENT LIMITED | RO | Advising on corporate finance | 2014-10-15 | RO | Advising on securities | 2024-03-07 | RO | Asset management | 2024-03-07 | RO | Advising on futures contracts | 2006-05-23 | 2024-03-07 |
| 2 | CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED | RO | Advising on corporate finance | 2014-10-15 | RO | Advising on securities | 2017-08-10 | RO | Asset management | 2017-08-10 | RO | Dealing in securities | 2017-08-10 | RO | Advising on futures contracts | 2006-05-23 | 2017-07-07 | RO | Dealing in futures contracts | 2006-05-23 | 2017-07-24 |
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