Dunham, Christopher Mark
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC SECURITIES (ASIA) LIMITED | RO | Dealing in securities | 2007-07-23 | 2009-02-18 |
| 2 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2006-08-18 | 2007-05-08 | RO | Dealing in securities | 2007-05-08 | 2009-02-18 |
| 3 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2021-11-30 | |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2012-06-04 | 2018-12-19 |
| 5 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2012-06-04 | 2021-07-19 | Rep | Dealing in securities | 2012-06-04 | 2021-07-19 |
| 6 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2009-04-28 | 2009-08-05 | RO | Dealing in securities | 2009-08-05 | 2012-04-26 | Rep | Advising on securities | 2009-09-17 | 2012-01-19 | RO | Advising on securities | 2012-01-19 | 2012-04-26 |
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