Lam, Chin Ming 林展明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED | Rep | Advising on securities | 2006-12-29 | 2007-06-14 | Rep | Advising on futures contracts | 2007-02-06 | 2007-06-14 | Rep | Asset management | 2007-02-06 | 2007-06-14 |
| 2 | BMI FUNDS MANAGEMENT LIMITED | Rep | Advising on securities | 2007-10-25 | 2008-12-10 | Rep | Asset management | 2007-10-25 | 2008-12-10 |
| 3 | Broadway Wealth Management Limited | Rep | Advising on securities | 2012-04-30 | 2012-06-18 | Rep | Asset management | 2012-04-30 | 2012-06-18 |
| 4 | CNCB (Hong Kong) Capital Limited | Rep | Advising on securities | 2012-08-20 | 2012-08-31 | Rep | Asset management | 2012-08-20 | 2012-08-31 |
| 5 | PATTERSON FINANCIAL SERVICES LIMITED | Rep | Advising on corporate finance | 2004-02-24 | Rep | Advising on securities | 2006-12-06 |
| 6 | Prior Asset Management Limited | RO | Advising on securities | 2016-09-14 | 2021-11-19 | RO | Asset management | 2016-09-14 | 2021-11-19 |
| 7 | Prior Securities Limited | Rep | Dealing in securities | 2016-11-07 | 2021-11-19 |
| 8 | QH Asset Management Company Limited | RO | Advising on securities | 2014-07-03 | 2016-08-31 | RO | Asset management | 2014-07-03 | 2016-08-31 |
| 9 | Tiger Securities Asset Management Company Limited | Rep | Advising on securities | 2009-05-14 | 2012-04-27 | Rep | Asset management | 2009-05-14 | 2012-04-27 | Rep | Dealing in securities | 2010-05-19 | 2012-04-27 |
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