Liu, Wai Hung (SFC:ANK399) 廖偉鴻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2022-03-17 | 2022-05-11 |
| 2 | CTBC Asia Limited | Rep | Advising on securities | 2019-05-22 | 2021-04-04 | Rep | Dealing in securities | 2019-05-22 | 2021-04-04 | Rep | Asset management | 2019-09-03 | 2021-04-04 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-05-22 | 2009-01-10 |
| 4 | Huarong International Securities Limited | Rep | Dealing in securities | 2009-11-13 | 2014-12-13 | Rep | Dealing in futures contracts | 2010-01-15 | 2014-12-13 |
| 5 | OCBC Futures Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2015-01-27 | 2017-06-12 |
| 6 | OCBC Securities Brokerage (Hong Kong) Limited | Rep | Dealing in securities | 2015-01-27 | 2017-06-12 |
| 7 | Tongfang Securities Limited | Rep | Advising on securities | 2021-04-14 | 2021-11-10 | Rep | Dealing in securities | 2021-04-14 | 2021-11-10 |
| 8 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-07-03 | 2009-07-13 |
| 9 | Wealth Link Securities Limited | Rep | Advising on securities | 2017-06-21 | 2019-05-06 | Rep | Dealing in securities | 2017-06-21 | 2019-05-06 |
| 10 | WINBULL SECURITIES INTERNATIONAL (HONG KONG) LIMITED | Rep | Asset management | 2022-06-02 | 2023-11-08 | Rep | Advising on securities | 2022-06-02 | 2024-03-28 | Rep | Dealing in securities | 2022-06-02 | 2024-03-28 | RO | Asset management | 2023-11-08 | RO | Advising on securities | 2024-03-28 | RO | Dealing in securities | 2024-03-28 |
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