Faulkner, William (SFC:AXH731)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Automated trading services | 2014-01-16 | 2019-06-24 | Rep | Dealing in futures contracts | 2014-01-16 | 2019-06-24 | Rep | Dealing in securities | 2014-01-16 | 2019-06-24 |
| 2 | Tora Trading Services Limited (HK) | Rep | Automated trading services | 2022-11-18 | Rep | Dealing in securities | 2022-11-18 | Rep | Dealing in futures contracts | 2023-02-17 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2011-06-14 | 2013-11-13 | Rep | Dealing in futures contracts | 2011-07-18 | 2013-11-13 |
| 4 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2011-06-14 | 2013-11-13 | Rep | Automated trading services | 2011-11-09 | 2013-11-13 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy