Chen, Xi (SFC:AXY946) 陳曦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Macquarie Asia Securities Limited | Rep | Dealing in securities | 2024-01-29 | Rep | Advising on securities | 2024-01-29 | 2024-05-29 |
| 2 | Mass Ave Global (HK) Limited | RO | Asset management | 2022-08-30 | 2023-03-02 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2014-12-08 | 2018-12-19 |
| 4 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2014-12-08 | 2021-07-30 | Rep | Dealing in securities | 2014-12-08 | 2021-07-30 |
| 5 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2011-09-02 | 2013-02-01 |
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