Mak, Ka Ho (SFC:AWC175) 麥嘉豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLC FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-01-04 | 2016-02-12 |
| 2 | CLC SECURITIES LIMITED | Rep | Dealing in securities | 2016-01-04 | 2016-02-12 |
| 3 | Futu Securities International (HONG KONG) Limited | Rep | Dealing in securities | 2018-07-23 | 2020-08-03 | Rep | Dealing in futures contracts | 2018-07-23 | 2021-04-26 | Rep | Advising on securities | 2018-08-02 | 2022-05-30 | Rep | Asset management | 2018-08-02 | 2024-03-06 | RO | Dealing in securities | 2020-08-03 | 2024-03-06 | RO | Dealing in futures contracts | 2021-04-26 | 2024-03-06 | Rep | Leveraged foreign exchange trading | 2022-05-12 | 2024-03-06 | RO | Advising on securities | 2022-05-30 | 2024-03-06 | Rep | Advising on futures contracts | 2022-08-31 | 2024-03-06 |
| 4 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2016-02-23 | 2018-07-07 |
| 5 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2016-02-23 | 2018-07-07 |
| 6 | Telecom King Securities Limited | Rep | Dealing in securities | 2011-03-11 | 2015-09-17 | Rep | Dealing in futures contracts | 2011-11-02 | 2015-09-17 |
| 7 | YUE XIU FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2015-09-25 | 2015-12-14 |
| 8 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2015-09-25 | 2015-12-14 |
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