Li, Gaosheng 李高生
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Axis Capital Management Limited | Rep | Asset management | 2018-08-31 | 2021-05-26 | RO | Advising on securities | 2021-05-26 | 2022-10-31 | RO | Asset management | 2021-05-26 | 2022-10-31 | Rep | Advising on securities | 2024-01-23 | 2024-02-19 | Rep | Asset management | 2024-01-23 | 2024-02-19 | RO | Advising on securities | 2024-02-19 | RO | Asset management | 2024-02-19 |
| 2 | Direction Capital Limited | Rep | Advising on securities | 2022-11-17 | 2023-01-10 | Rep | Asset management | 2022-11-17 | 2023-01-10 | RO | Advising on securities | 2023-01-10 | 2023-09-08 | RO | Asset management | 2023-01-10 | 2023-09-08 |
| 3 | Huarong International Asset Management Limited | Rep | Asset management | 2017-05-05 | 2018-02-28 |
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