Kwok, Bing Wah 郭冰樺
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China PA Securities (Hong Kong) Company Limited | RO | Advising on securities | 2019-05-07 | 2021-05-10 |
| 2 | CMB International Capital Holdings Corporation Limited | Rep | Dealing in securities | 2008-01-17 | 2010-05-23 |
| 3 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Advising on securities | 2010-06-07 | 2011-03-28 |
| 4 | JS CRESVALE SECURITIES INTERNATIONAL LIMITED | Rep | Advising on securities | 2011-04-08 | 2011-05-04 |
| 5 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Advising on securities | 2007-01-18 | 2007-12-14 |
| 6 | PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED | Rep | Advising on futures contracts | 2017-03-27 | 2017-05-17 | RO | Advising on futures contracts | 2017-05-17 | 2021-05-10 |
| 7 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2017-03-27 | 2017-05-17 | RO | Advising on securities | 2017-05-17 | 2021-05-10 |
| 8 | Soochow Securities International Asset Management Limited | Rep | Advising on securities | 2012-11-20 | 2013-01-16 |
| 9 | Soochow Securities International Brokerage Limited | Rep | Advising on securities | 2012-12-07 | 2013-03-11 | RO | Advising on securities | 2013-03-11 | 2017-01-03 |
| 10 | Soochow Securities International Futures Limited | Rep | Advising on futures contracts | 2012-12-20 | 2014-01-23 | RO | Advising on futures contracts | 2014-01-23 | 2017-01-03 |
| 11 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Advising on securities | 2011-05-25 | 2012-10-22 |
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