Hung, Ho Lam 孔皓霖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Akuna Hong Kong Limited | RO | Dealing in futures contracts | 2021-11-26 | 2023-07-20 | RO | Dealing in securities | 2021-11-26 | 2023-07-20 |
| 2 | AMBER HILL CAPITAL LIMITED | Rep | Advising on securities | 2018-06-29 | 2018-11-02 | Rep | Asset management | 2018-06-29 | 2018-11-02 | RO | Advising on securities | 2018-11-02 | 2021-08-14 | RO | Asset management | 2018-11-02 | 2021-08-14 |
| 3 | CHINA TIAN YUAN COMMODITIES AND FUTURES LIMITED | RO | Dealing in futures contracts | 2017-09-19 | 2018-03-03 |
| 4 | CHINA ZHONG HENG FINANCE GROUP LIMITED | Rep | Dealing in securities | 2017-04-28 | 2018-03-03 | Rep | Asset management | 2017-06-19 | 2018-03-03 | Rep | Advising on securities | 2017-11-15 | 2018-03-03 |
| 5 | Fourth Dimension Capital Limited | RO | Advising on securities | 2024-03-18 | RO | Asset management | 2024-03-18 |
| 6 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2018-03-15 | 2018-03-23 | Rep | Asset management | 2018-03-15 | 2018-03-23 | Rep | Dealing in securities | 2018-03-15 | 2018-03-23 |
| 7 | Ingensoma Trading Group Limited | RO | Dealing in futures contracts | 2014-11-20 | 2017-03-27 | RO | Dealing in securities | 2014-11-20 | 2017-03-27 |
| 8 | T G SECURITIES LIMITED | Rep | Dealing in futures contracts | 2007-09-27 | 2014-11-01 | Rep | Dealing in securities | 2007-09-27 | 2014-11-01 |
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