Tam, Cindy Ka Li 譚嘉莉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Atlas Capital Asset Management (HK) Limited | Rep | Advising on securities | 2020-12-22 | 2021-11-19 | Rep | Asset management | 2020-12-22 | 2021-11-19 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2011-12-05 | 2014-05-01 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2011-01-28 | 2014-05-01 | Rep | Advising on securities | 2012-12-24 | 2014-05-01 |
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