Ng, Ka Man (SFC:AUZ729) 吳家文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2010-04-12 | 2012-12-18 |
| 2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2014-07-30 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2019-04-09 |
| 3 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-07-30 | 2019-04-09 |
| 4 | MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2019-04-11 | |
| 5 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-04-11 | |
| 6 | Open Securities Limited | Rep | Dealing in securities | 2013-01-11 | 2014-07-23 | Rep | Dealing in futures contracts | 2013-01-29 | 2014-07-23 |
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