Lam, Ying Kit (SFC:ACS549) 林英傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES International Commodities (HK) Limited | Rep | Advising on futures contracts | 2004-01-19 | Rep | Asset management | 2004-01-19 | Rep | Dealing in futures contracts | 2012-05-10 |
| 2 | CHINA FINANCE KAB ASSET MANAGEMENT LIMITED | RO | Asset management | 2018-01-24 | |
| 3 | China Finance KAB Limited | Rep | Dealing in futures contracts | 2017-08-04 | 2017-09-20 | Rep | Dealing in securities | 2017-08-04 | 2017-09-20 | RO | Dealing in futures contracts | 2017-09-20 | RO | Dealing in securities | 2017-09-20 |
| 4 | Everbright Securities Investment Services (HK) Limited | Rep | Automated trading services | 2003-07-07 | Rep | Advising on corporate finance | 2004-01-19 | Rep | Advising on securities | 2004-01-19 | Rep | Asset management | 2004-01-19 | Rep | Dealing in securities | 2012-05-10 |
| 5 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2012-07-10 | 2014-03-17 | RO | Dealing in futures contracts | 2014-03-17 | 2017-07-03 |
| 6 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2012-07-10 | 2014-03-17 | RO | Dealing in securities | 2014-03-17 | 2017-07-03 |
| 7 | SUN YI COMPANY LIMITED | Rep | Dealing in futures contracts | 2008-05-06 | 2012-05-10 |
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