Pun, Yu San 潘宇燊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2011-08-08 | 2012-03-19 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2018-09-14 | 2019-07-08 | Rep | Dealing in securities | 2018-09-14 | 2019-07-08 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2011-08-08 | 2012-03-19 |
| 4 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2012-09-03 | 2013-11-19 |
| 5 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2012-09-03 | 2013-11-19 | Rep | Dealing in securities | 2012-09-03 | 2013-11-19 |
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