Ngai, Norman Fai Kwong 魏輝光
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Advising on futures contracts | 2003-08-01 | Rep | Asset management | 2003-08-01 | Rep | Dealing in futures contracts | 2003-08-01 | Rep | Dealing in futures contracts | 2006-02-03 | 2011-11-24 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2003-08-01 | Rep | Leveraged foreign exchange trading | 2006-02-03 | 2011-11-24 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Automated trading services | 2003-07-07 | Rep | Advising on corporate finance | 2003-08-01 | Rep | Advising on securities | 2003-08-01 | Rep | Asset management | 2003-08-01 | Rep | Dealing in securities | 2003-08-01 | Rep | Dealing in securities | 2006-02-03 | 2011-11-24 |
| 4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2013-08-21 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 |
| 5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-08-21 | |
| 6 | MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-12-19 | 2013-08-17 |
| 7 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-12-19 | 2013-08-17 |
| 8 | SHUN LOONG FOREX COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2004-03-29 | 2010-04-12 |
| 9 | SHUN LOONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-03-29 | 2010-04-12 |
| 10 | SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2004-03-29 | 2010-04-12 |
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