Lai, Shui Chun 賴瑞珍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-10-05 | 2013-12-31 |
| 2 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2016-02-16 | 2018-07-21 |
| 3 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2016-02-16 | 2018-07-21 |
| 4 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2014-01-16 | 2015-01-07 |
| 5 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2014-01-16 | 2015-01-07 |
| 6 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2014-01-16 | 2015-01-07 |
| 7 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-04-03 | 2013-12-31 |
| 8 | Huarong International Securities Limited | Rep | Dealing in futures contracts | 2018-10-08 | 2022-07-22 | Rep | Dealing in securities | 2018-10-08 | 2022-07-22 |
| 9 | KGI ASIA LIMITED | Rep | Dealing in securities | 2015-01-28 | 2015-12-25 |
| 10 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-01-28 | 2015-12-25 |
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