Ko, Chi Wing 高志榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Advising on futures contracts | 2004-01-20 | Rep | Asset management | 2004-01-20 | Rep | Dealing in futures contracts | 2005-11-25 | RO | Dealing in futures contracts | 2005-11-25 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2005-11-25 | RO | Leveraged foreign exchange trading | 2005-11-25 | 2010-04-01 | Rep | Leveraged foreign exchange trading | 2010-04-01 | 2010-10-27 | RO | Leveraged foreign exchange trading | 2010-10-27 |
| 3 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | RO | Dealing in futures contracts | 2017-09-05 | RO | Leveraged foreign exchange trading | 2017-09-05 |
| 4 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | RO | Dealing in securities | 2017-09-05 | |
| 5 | Everbright Securities Digital Finance (HK) Limited | Rep | Advising on corporate finance | 2004-01-20 | Rep | Advising on securities | 2004-01-20 | Rep | Asset management | 2004-01-20 | Rep | Automated trading services | 2004-01-20 | Rep | Dealing in securities | 2006-03-31 | RO | Dealing in securities | 2014-01-13 |
| 6 | Everbright Securities Investment Services (HK) Limited | Rep | Automated trading services | 2003-07-07 | Rep | Advising on corporate finance | 2004-01-20 | Rep | Advising on securities | 2004-01-20 | Rep | Asset management | 2004-01-20 | Rep | Dealing in securities | 2014-09-26 | RO | Dealing in securities | 2014-09-26 |
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