Lee, Hung Kwong 李鴻光
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Hao Tian International Futures Limited | RO | Dealing in futures contracts | 2016-10-06 | 2016-11-27 |
| 2 | SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2007-03-21 | 2008-06-01 |
| 3 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2007-03-21 | 2008-06-01 |
| 4 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-30 | Rep | Asset management | 2003-04-30 | Rep | Dealing in futures contracts | 2003-06-09 | RO | Dealing in futures contracts | 2003-06-09 | 2008-04-01 | Rep | Dealing in futures contracts | 2008-04-01 | 2008-06-01 |
| 5 | Success Futures and Foreign Exchange Limited | Rep | Dealing in futures contracts | 2010-11-12 | 2016-05-31 |
| 6 | Success Securities Limited | Rep | Advising on securities | 2010-11-12 | 2011-09-16 | Rep | Dealing in securities | 2010-11-12 | 2016-05-31 |
| 7 | Zero2IPO Securities Limited | RO | Dealing in futures contracts | 2019-12-13 | 2020-11-26 |
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