Mok, Tsan On 莫燦安
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL COMMODITIES LIMITED | Rep | Automated trading services | 2004-03-02 | Rep | Advising on futures contracts | 2004-03-04 | Rep | Asset management | 2004-03-04 | Rep | Dealing in futures contracts | 2008-03-11 |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-02-19 | Rep | Advising on securities | 2004-02-19 | Rep | Asset management | 2004-02-19 | Rep | Automated trading services | 2004-02-19 | Rep | Dealing in securities | 2008-03-11 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-12 | 2019-06-08 |
| 4 | STOCKWELL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2008-04-02 | 2011-03-15 |
| 5 | STOCKWELL SECURITIES LIMITED | Rep | Dealing in securities | 2008-04-02 | 2017-09-29 |
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