Lam, Clive King Kui 林景駒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Gentleman Capital Limited | Rep | Asset management | 2024-01-16 | |
| 2 | Goldhorse Securities Limited | Rep | Advising on securities | 2023-08-02 | Rep | Dealing in securities | 2023-08-02 |
| 3 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2021-07-22 | 2021-09-30 | Rep | Dealing in futures contracts | 2021-07-22 | 2021-09-30 | Rep | Dealing in securities | 2021-07-22 | 2021-09-30 |
| 4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2013-03-05 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2018-03-28 |
| 5 | KGI Asset Management Limited | Rep | Asset management | 2017-02-06 | 2018-03-28 |
| 6 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-10-24 | 2018-03-28 |
| 7 | KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-06-18 | 2017-10-02 |
| 8 | SG SECURITIES (HK) LIMITED | Rep | Automated trading services | 2005-06-23 | 2009-06-13 | Rep | Dealing in futures contracts | 2005-06-23 | 2009-06-13 | Rep | Dealing in securities | 2005-06-23 | 2009-06-13 |
| 9 | Standard Chartered Securities (Hong Kong) Limited | Rep | Dealing in securities | 2009-12-08 | 2012-04-10 |
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