Ho, Kenneth Shiu Pong 何兆邦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DBS ASIA CAPITAL LIMITED | Rep | Asset management | 2005-02-15 | Rep | Advising on corporate finance | 2005-05-10 | Rep | Advising on securities | 2005-05-10 | Rep | Dealing in securities | 2005-05-10 |
| 2 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2012-06-29 | 2014-03-31 | RO | Advising on corporate finance | 2014-03-31 |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2012-06-29 | 2014-03-31 | Rep | Dealing in securities | 2012-06-29 | 2014-03-31 | RO | Advising on securities | 2014-03-31 | RO | Dealing in securities | 2014-03-31 |
| 4 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2005-06-09 | 2012-03-15 | Rep | Dealing in securities | 2005-06-09 | 2012-03-15 | Rep | Advising on securities | 2011-09-22 | 2012-03-15 |
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