Van Gulik, Robert Ken
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2017-09-04 | 2018-09-18 |
| 2 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on securities | 2009-04-22 | 2010-12-24 | Rep | Dealing in securities | 2009-04-22 | 2010-12-24 |
| 3 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2018-12-20 | Rep | Advising on securities | 2023-09-18 |
| 4 | SMBC Nikko Securities (Hong Kong) Limited | Rep | Advising on securities | 2011-01-19 | 2015-08-31 | Rep | Dealing in securities | 2011-01-19 | 2015-08-31 |
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