Choi, Anderson Chun Fat 蔡俊發
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2009-05-25 | 2010-05-01 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2009-06-15 | 2010-05-01 |
| 3 | MARSHALL WACE ASIA LIMITED | Rep | Asset management | 2018-08-16 | |
| 4 | orientiert International Markets Limited | Rep | Dealing in securities | 2008-11-01 | 2008-12-31 | Rep | Advising on securities | 2008-12-02 | 2008-12-31 | Rep | Asset management | 2008-12-02 | 2008-12-31 |
| 5 | SHINKO SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2006-03-30 | 2008-10-22 |
| 6 | SMBC Nikko Securities (Hong Kong) Limited | Rep | Advising on securities | 2011-06-28 | 2017-12-22 | Rep | Dealing in securities | 2011-06-28 | 2017-12-22 | Rep | Advising on futures contracts | 2017-12-22 | 2018-07-11 | Rep | Dealing in futures contracts | 2017-12-22 | 2018-07-11 | RO | Advising on securities | 2017-12-22 | 2018-07-11 | RO | Dealing in securities | 2017-12-22 | 2018-07-11 |
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