Chan, Andrew Sheung Yan 陳上仁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2005-08-16 | 2005-11-18 |
| 2 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2015-03-17 | 2020-12-18 | Rep | Dealing in securities | 2015-03-17 | 2020-12-18 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2005-04-26 | 2005-11-18 |
| 4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2005-11-24 | 2010-05-21 | Rep | Advising on securities | 2008-03-18 | 2010-05-21 |
| 5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-11-24 | 2010-05-21 |
| 6 | SINOPAC FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2010-06-15 | 2014-03-31 |
| 7 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2010-06-15 | 2015-03-01 | Rep | Dealing in securities | 2010-06-15 | 2015-03-01 | Rep | Dealing in futures contracts | 2013-05-21 | 2015-03-01 | Rep | Asset management | 2014-06-06 | 2015-03-01 |
| 8 | ZMF Asset Management Limited | Rep | Dealing in securities | 2020-12-24 | 2021-03-04 | Rep | Asset management | 2021-03-04 | RO | Advising on securities | 2021-03-04 | RO | Dealing in securities | 2021-03-04 |
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