Shum, Lai Na 沈麗娜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Holdings Company Limited | Rep | Dealing in securities | 2004-12-15 | 2005-06-06 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2005-09-12 | 2007-04-19 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2005-06-13 | 2007-04-19 |
| 4 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-05-02 | 2021-11-22 |
| 5 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2007-05-02 | 2021-11-22 |
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