Cheng, Ka Wa 鄭家華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Astrum Capital Management Limited (HK) | Rep | Asset management | 2020-11-30 | 2021-02-18 | Rep | Dealing in futures contracts | 2021-02-18 | Rep | Dealing in securities | 2021-02-18 | RO | Asset management | 2021-02-18 |
| 2 | Minerva Asset Global Investment Capital Limited | RO | Asset management | 2019-07-29 | 2020-07-14 |
| 3 | Minerva Holding Financial Securities Limited | RO | Dealing in securities | 2019-02-19 | 2019-06-03 |
| 4 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2013-09-24 | 2014-05-22 | RO | Dealing in futures contracts | 2014-05-22 | 2018-07-27 |
| 5 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2013-09-24 | 2014-05-22 | RO | Advising on securities | 2014-05-22 | 2018-07-27 | RO | Dealing in securities | 2014-05-22 | 2018-07-27 |
| 6 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Advising on futures contracts | 2004-07-20 | Rep | Asset management | 2004-07-20 | Rep | Dealing in futures contracts | 2013-09-19 |
| 7 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Automated trading services | 2003-09-11 | Rep | Advising on corporate finance | 2004-07-20 | Rep | Advising on securities | 2004-07-20 | Rep | Asset management | 2004-07-20 | Rep | Dealing in securities | 2013-09-19 |
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