Chan, Hayes 陳昶曦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2013-09-16 | 2014-12-13 |
| 2 | Everbright Securities Digital Finance (HK) Limited | Rep | Dealing in securities | 2013-09-16 | 2014-12-13 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2013-09-16 | 2014-12-13 |
| 4 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2006-09-28 | 2007-10-19 |
| 5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-09-28 | 2007-10-19 |
| 6 | RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2016-05-30 | 2017-08-01 | Rep | Dealing in securities | 2016-05-30 | 2017-08-01 |
| 7 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on futures contracts | 2016-05-30 | 2017-10-31 | Rep | Advising on securities | 2016-05-30 | 2017-10-31 | Rep | Dealing in futures contracts | 2016-05-30 | 2017-10-31 | Rep | Dealing in securities | 2016-05-30 | 2017-10-31 |
| 8 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-10-31 | 2013-08-23 |
| 9 | SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | Rep | Advising on securities | 2008-02-28 | 2013-07-05 |
| 10 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2007-10-31 | 2013-08-23 |
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