Wu, Lici Leon Edward 伍禮慈
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ALL VIEW MANAGEMENT LIMITED | RO | Advising on securities | 2016-03-24 | 2017-09-22 | RO | Asset management | 2016-03-24 | 2017-09-22 |
| 2 | C.M. Capital Advisors (HK) Limited | Rep | Advising on securities | 2017-09-26 | 2017-12-29 | Rep | Asset management | 2017-09-26 | 2017-12-29 | RO | Advising on securities | 2017-12-29 | RO | Asset management | 2017-12-29 |
| 3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-05-31 | 2015-03-07 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2013-05-31 | 2015-03-07 |
| 5 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2003-11-06 | 2004-06-25 | Rep | Dealing in securities | 2003-11-06 | 2004-06-25 |
| 6 | SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2011-01-27 | 2013-04-22 | Rep | Asset management | 2011-01-27 | 2013-04-22 |
| 7 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Dealing in securities | 2004-08-11 | 2004-12-17 | Rep | Advising on futures contracts | 2004-10-04 | 2005-01-21 | Rep | Advising on securities | 2004-10-04 | 2005-01-21 | Rep | Asset management | 2004-10-04 | 2005-01-21 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy