Yan, Ching Man 甄靜敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Quam Securities Limited | Rep | Dealing in securities | 2009-02-10 | 2013-12-23 | Rep | Dealing in futures contracts | 2009-06-01 | 2013-12-23 | Rep | Asset management | 2011-08-10 | 2019-12-04 | RO | Dealing in futures contracts | 2013-12-23 | 2019-12-04 | RO | Dealing in securities | 2013-12-23 | 2019-12-04 | Rep | Advising on securities | 2021-04-26 | 2021-08-06 | Rep | Asset management | 2021-04-26 | 2021-08-06 | Rep | Dealing in futures contracts | 2021-04-26 | 2021-08-06 | Rep | Dealing in securities | 2021-04-26 | 2021-08-06 | RO | Advising on securities | 2021-08-06 | RO | Asset management | 2021-08-06 | RO | Dealing in futures contracts | 2021-08-06 | RO | Dealing in securities | 2021-08-06 |
| 2 | Realord Asia Pacific Asset Management Limited | RO | Advising on securities | 2020-04-17 | 2021-04-06 | RO | Asset management | 2020-04-17 | 2021-04-06 |
| 3 | Realord Asia Pacific Securities Limited | Rep | Dealing in securities | 2020-01-14 | 2020-03-02 | RO | Dealing in securities | 2020-03-02 | 2021-04-06 | RO | Dealing in futures contracts | 2021-03-09 | 2021-04-06 |
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