Tang, Alvin Chi Heng 鄧志恆
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2013-10-07 | Rep | Dealing in securities | 2013-10-07 | 2018-11-20 | Rep | Advising on securities | 2016-10-06 | 2018-11-20 | RO | Advising on securities | 2018-11-20 | RO | Dealing in securities | 2018-11-20 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2003-08-12 | 2004-09-03 |
| 3 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2009-02-18 | 2009-06-13 |
| 4 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2003-08-12 | 2004-09-03 |
| 5 | INSTINET PACIFIC LIMITED | Rep | Advising on securities | 2007-03-08 | 2009-01-22 | Rep | Automated trading services | 2007-03-08 | 2009-01-22 | Rep | Dealing in securities | 2007-03-08 | 2009-01-22 |
| 6 | Quam Securities Limited | Rep | Dealing in futures contracts | 2010-06-08 | 2012-06-30 | Rep | Dealing in securities | 2010-06-08 | 2012-06-30 |
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