Lee, Thomas Kwok Mai 李國美
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2012-07-20 | |
| 2 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2012-07-20 | |
| 3 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2004-06-24 | Rep | Advising on securities | 2004-06-24 | Rep | Asset management | 2004-06-24 | Rep | Automated trading services | 2004-06-24 | Rep | Dealing in securities | 2010-07-20 |
| 4 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Advising on futures contracts | 2004-06-24 | Rep | Asset management | 2004-06-24 | Rep | Dealing in futures contracts | 2010-07-20 |
| 5 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | 2004-06-24 | Rep | Advising on securities | 2004-06-24 | Rep | Asset management | 2004-06-24 | Rep | Automated trading services | 2004-06-24 | Rep | Dealing in securities | 2010-07-20 |
| 6 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2010-08-12 | 2012-07-14 | Rep | Dealing in securities | 2010-08-12 | 2012-07-14 |
| 7 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2012-06-20 | 2012-07-14 | Rep | Dealing in securities | 2012-06-20 | 2012-07-14 |
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