Au, Chi Ying 區姿瑩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXIOM INVESTMENT MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2004-05-31 | Rep | Advising on securities | 2004-05-31 | Rep | Asset management | 2004-05-31 | RO | Advising on futures contracts | 2004-05-31 | 2007-01-02 | RO | Advising on securities | 2004-05-31 | 2007-01-02 | RO | Asset management | 2004-05-31 | 2007-01-02 |
| 2 | BG Asset Management Limited | RO | Asset management | 2014-05-27 | 2017-06-17 |
| 3 | Ever-Long Capital Management Limited (b2014-01-15) | RO | Asset management | 2022-11-17 | |
| 4 | Ever-Long Futures Limited | RO | Dealing in futures contracts | 2022-11-17 | 2023-07-31 |
| 5 | EVER-LONG RESEARCH LIMITED | RO | Advising on securities | 2022-11-17 | |
| 6 | EVER-LONG SECURITIES COMPANY LIMITED | RO | Advising on corporate finance | 2022-11-17 | RO | Advising on securities | 2022-11-17 | RO | Dealing in securities | 2022-11-17 |
| 7 | MAGIC COMPASS ASSET MANAGEMENT LIMITED | Rep | Asset management | 2017-07-04 | 2017-08-30 | RO | Asset management | 2017-08-30 | 2019-06-06 |
| 8 | Realord Asia Pacific Asset Management Limited | Rep | Asset management | 2019-06-25 | 2019-08-06 | RO | Asset management | 2019-08-06 | 2020-09-14 | RO | Advising on securities | 2019-10-10 | 2020-09-14 |
| 9 | Seeds International Asset Management Limited | Rep | Advising on securities | 2020-10-12 | 2020-11-30 | Rep | Asset management | 2020-10-12 | 2020-11-30 | RO | Advising on securities | 2020-11-30 | 2022-07-31 | RO | Asset management | 2020-11-30 | 2022-07-31 |
| 10 | Yuanta Asia Investment (Hong Kong) Limited | RO | Asset management | 2011-06-29 | 2014-04-30 |
| 11 | Yuanta Securities (Hong Kong) Company Limited | RO | Asset management | 2012-06-14 | 2014-04-30 |
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