Tam, Wai Lam 譚偉霖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | Asset management | 2014-08-15 | |
| 2 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-06-06 | |
| 3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-06-06 | |
| 4 | Success Futures and Foreign Exchange Limited | Rep | Advising on futures contracts | 2004-03-16 | Rep | Asset management | 2004-03-16 | Rep | Dealing in futures contracts | 2005-08-16 |
| 5 | Success Securities Limited | Rep | Advising on corporate finance | 2004-03-16 | Rep | Advising on securities | 2004-03-16 | Rep | Asset management | 2004-03-16 | Rep | Dealing in securities | 2005-08-16 |
| 6 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2005-08-18 | 2008-06-02 |
| 7 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2005-08-18 | 2008-06-02 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy