Chan, Joyce Sze Nga 陳思雅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GCM Investments Hong Kong Limited | Rep | Advising on securities | 2014-10-21 | 2017-08-18 | Rep | Dealing in securities | 2014-10-21 | 2017-08-18 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2006-01-23 | 2008-02-29 |
| 3 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2006-01-23 | 2008-02-29 |
| 4 | Penjing Asset Management (HK) Limited | Rep | Advising on securities | 2008-07-31 | 2014-09-30 | Rep | Asset management | 2008-07-31 | 2014-09-30 |
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