Choy, Ho Yin 蔡浩然
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2012-01-03 | |
| 2 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2011-10-24 | |
| 3 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2003-07-15 | 2005-05-05 |
| 4 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2003-10-03 | 2005-05-05 |
| 5 | DBS VICKERS SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-05-07 | Rep | Advising on securities | 2003-05-07 | Rep | Asset management | 2003-05-07 | Rep | Dealing in securities | 2003-05-07 |
| 6 | Greater China Securities Limited (b1999-04-26) | Rep | Advising on corporate finance | 2003-06-16 | 2003-07-11 | Rep | Advising on securities | 2003-06-16 | 2003-07-11 | Rep | Asset management | 2003-06-16 | 2003-07-11 | Rep | Dealing in securities | 2003-06-16 | 2003-07-11 |
| 7 | Polaris Capital (Asia) Limited | Rep | Dealing in securities | 2007-05-30 | 2010-03-31 |
| 8 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2010-04-01 | 2011-10-19 |
| 9 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2010-04-01 | 2011-10-19 |
| 10 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2005-05-05 | 2007-05-22 | Rep | Dealing in securities | 2005-05-05 | 2007-05-22 |
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