Thompson, Cormac Joseph
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | INSTINET PACIFIC LIMITED | Rep | Advising on securities | 2012-12-04 | 2018-11-26 | Rep | Automated trading services | 2012-12-04 | 2018-11-26 | Rep | Dealing in securities | 2012-12-04 | 2018-11-26 | RO | Advising on securities | 2018-11-26 | 2022-12-01 | RO | Automated trading services | 2018-11-26 | 2022-12-01 | RO | Dealing in securities | 2018-11-26 | 2022-12-01 | Rep | Advising on securities | 2022-12-01 | Rep | Automated trading services | 2022-12-01 | Rep | Dealing in securities | 2022-12-01 |
| 2 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-10-03 | 2010-02-19 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-03 | 2012-12-03 | Rep | Dealing in securities | 2008-10-03 | 2012-12-03 |
| 4 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-02-03 | 2012-12-03 |
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