Spensley, Oliver Giles
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2022-07-08 | Rep | Dealing in securities | 2022-07-08 |
| 2 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2009-04-30 | 2010-07-05 |
| 3 | INSTINET PACIFIC LIMITED | Rep | Advising on securities | 2012-12-10 | 2014-09-20 | Rep | Automated trading services | 2012-12-10 | 2014-09-20 | Rep | Dealing in securities | 2012-12-10 | 2014-09-20 | Rep | Dealing in securities | 2019-09-02 | 2020-08-25 | Rep | Advising on securities | 2019-09-24 | 2020-08-25 | Rep | Automated trading services | 2019-09-24 | 2020-08-25 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-09-06 | 2012-12-09 | Rep | Dealing in securities | 2010-09-06 | 2012-12-09 | Rep | Dealing in futures contracts | 2014-09-22 | 2019-09-01 | Rep | Dealing in securities | 2014-09-22 | 2019-09-01 |
| 5 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-09-06 | 2012-12-09 | Rep | Dealing in securities | 2010-09-06 | 2012-12-09 |
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