Zhang, David (SFC:AFM920) 張海
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2007-06-25 | 2008-01-17 | Rep | Dealing in securities | 2007-06-25 | 2008-01-17 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2007-06-25 | 2008-01-17 |
| 3 | Isola Capital Asset Management Limited | Rep | Advising on securities | 2019-08-13 | 2019-11-05 | Rep | Asset management | 2019-08-13 | 2019-11-05 | Rep | Dealing in securities | 2019-08-13 | 2019-11-05 | RO | Advising on securities | 2019-11-05 | RO | Asset management | 2019-11-05 | RO | Dealing in securities | 2019-11-05 |
| 4 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2008-05-05 | 2008-09-29 | Rep | Advising on securities | 2008-05-26 | 2008-09-29 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2008-10-13 | 2011-05-06 | Rep | Advising on securities | 2008-10-13 | 2011-05-06 | Rep | Dealing in securities | 2009-11-27 | 2011-05-06 | RO | Advising on corporate finance | 2011-05-06 | 2018-04-13 | RO | Advising on securities | 2011-05-06 | 2018-04-13 | RO | Dealing in securities | 2011-05-06 | 2018-04-13 |
| 6 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2004-03-06 | Rep | Advising on securities | 2004-03-06 | Rep | Asset management | 2004-03-06 | Rep | Dealing in securities | 2004-03-06 |
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