Lau, Kai Yeung 劉棨揚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AIA Investment Management HK Limited | Rep | Advising on securities | 2020-11-23 | Rep | Asset management | 2020-11-23 |
| 2 | Lion Global Financial Limited | Rep | Advising on securities | 2008-05-28 | 2011-07-29 | Rep | Asset management | 2008-05-28 | 2013-08-05 | Rep | Dealing in securities | 2009-07-14 | 2013-05-31 |
| 3 | Sun Life Asset Management (HK) Limited | Rep | Asset management | 2014-11-25 | 2015-06-22 | RO | Asset management | 2015-06-22 | 2017-05-17 | RO | Advising on securities | 2017-03-14 | 2017-05-17 |
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