Chu, Frederick Ian Kit
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2017-06-21 | 2020-10-29 | Rep | Dealing in securities | 2017-06-21 | 2020-10-29 | Rep | Asset management | 2018-12-18 | 2020-10-29 |
| 2 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2021-03-25 | 2022-06-27 | Rep | Asset management | 2021-03-25 | 2022-06-27 | Rep | Advising on futures contracts | 2021-04-23 | 2022-06-27 |
| 3 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2021-03-25 | 2022-06-27 | Rep | Asset management | 2021-03-25 | 2022-06-27 | Rep | Dealing in securities | 2021-03-25 | 2022-06-27 |
| 4 | Magnum Research Limited | Rep | Advising on securities | 2022-11-11 | Rep | Asset management | 2022-11-11 | Rep | Dealing in securities | 2022-11-11 |
| 5 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2008-11-20 | 2012-06-02 |
| 6 | Newedge Broker Limited | Rep | Automated trading services | 2008-11-20 | 2009-07-31 | Rep | Dealing in futures contracts | 2008-11-20 | 2009-07-31 | Rep | Dealing in securities | 2008-11-20 | 2009-07-31 |
| 7 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-11-20 | 2012-06-02 | Rep | Dealing in securities | 2008-11-20 | 2012-06-02 |
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