Law, Felix Ming Yiu 羅明耀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Avantua Capital Management Limited | RO | Advising on securities | 2015-07-14 | 2016-09-11 | RO | Asset management | 2015-07-14 | 2016-09-11 |
| 2 | Kaisa Asset Management Limited | Rep | Advising on securities | 2017-01-27 | 2017-02-22 | Rep | Asset management | 2017-01-27 | 2017-02-22 | RO | Advising on securities | 2017-02-22 | RO | Asset management | 2017-02-22 |
| 3 | Kaisa Financial Group Company Limited | RO | Dealing in securities | 2018-01-05 | |
| 4 | NATIONAL ASSET MANAGEMENT LIMITED (HK) | RO | Asset management | 2008-12-29 | 2012-07-31 |
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