Chan, Kingsley Kwok King 陳國勁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2003-10-10 | Rep | Asset management | 2003-10-10 | Rep | Automated trading services | 2003-10-10 | Rep | Advising on corporate finance | 2004-06-14 | Rep | Dealing in securities | 2004-06-14 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2003-10-16 | 2004-06-14 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-07-19 | 2007-04-04 | Rep | Dealing in securities | 2004-07-19 | 2007-04-04 | Rep | Advising on securities | 2005-04-14 | 2007-04-04 |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2007-05-21 | 2023-07-27 | Rep | Asset management | 2009-08-12 | 2023-07-27 | Rep | Advising on securities | 2016-05-06 | 2023-07-27 |
| 5 | VisionStone Investment Management (Hong Kong) Co., Limited | RO | Advising on securities | 2024-01-04 | RO | Asset management | 2024-01-04 | RO | Dealing in securities | 2024-01-04 |
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