Li, Zhenyu (SFC:AKN225) 李震宇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2004-04-30 | 2006-03-20 | Rep | Dealing in securities | 2004-04-30 | 2006-03-20 |
| 2 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2013-12-11 | 2017-06-25 |
| 3 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2014-01-16 | 2017-06-25 |
| 4 | CITIC Securities International Global Markets Limited | Rep | Dealing in futures contracts | 2017-06-26 | 2017-09-18 | Rep | Dealing in securities | 2017-06-26 | 2017-09-18 |
| 5 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-08-02 | 2020-03-25 | RO | Dealing in futures contracts | 2020-03-25 |
| 6 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2019-02-20 | 2020-03-25 | RO | Advising on securities | 2020-03-25 | RO | Dealing in securities | 2020-03-25 |
| 7 | Income Partners Asset Management (HK) Limited | Rep | Advising on corporate finance | 2006-08-14 | 2008-11-27 | Rep | Advising on securities | 2006-10-10 | 2008-11-27 | Rep | Asset management | 2006-10-10 | 2008-11-27 |
| 8 | MIZUHO SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2011-01-11 | 2013-10-16 |
| 9 | SMBC Nikko Securities (Hong Kong) Limited | Rep | Dealing in securities | 2017-11-06 | 2019-02-10 | Rep | Dealing in futures contracts | 2017-12-07 | 2019-02-10 |
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