Seaward, Richard John
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2012-09-12 | 2013-02-18 | Rep | Dealing in securities | 2012-09-12 | 2013-02-18 | RO | Advising on securities | 2013-02-18 | 2015-09-27 | RO | Dealing in securities | 2013-02-18 | 2015-09-27 |
| 2 | MIRABAUD (ASIA) LIMITED | Rep | Advising on securities | 2008-11-06 | 2009-07-06 | Rep | Dealing in securities | 2008-11-06 | 2009-07-06 | RO | Advising on securities | 2009-07-06 | 2012-08-20 | RO | Dealing in securities | 2009-07-06 | 2012-08-20 |
| 3 | Parry International Trading Limited | Rep | Dealing in securities | 2015-10-20 | 2015-11-25 | RO | Dealing in securities | 2015-11-25 | 2016-10-03 |
| 4 | Sunrise Brokers (Hong Kong) Limited | Rep | Dealing in securities | 2016-11-03 | 2017-06-30 |
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