Ho, Derek Ping Nga 何平雅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CENTALINE WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2004-08-18 | 2007-08-09 | RO | Advising on securities | 2007-08-09 | 2009-05-08 | RO | Asset management | 2007-08-09 | 2009-05-08 |
| 2 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on securities | 2014-03-17 | 2014-06-14 | Rep | Dealing in securities | 2014-03-17 | 2014-06-14 |
| 3 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2014-03-17 | 2014-06-14 |
| 4 | iBest Consultants Limited | Rep | Advising on corporate finance | 2004-04-21 | Rep | Advising on securities | 2004-04-21 | Rep | Asset management | 2004-04-21 |
| 5 | MIDLAND WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2009-05-22 | 2010-04-23 | Rep | Dealing in securities | 2010-01-27 | 2010-04-23 | RO | Advising on securities | 2010-04-23 | 2012-07-06 | RO | Dealing in securities | 2010-04-23 | 2012-07-06 |
| 6 | PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED | RO | Advising on securities | 2013-06-13 | 2014-02-28 | RO | Dealing in securities | 2013-06-13 | 2014-02-28 |
| 7 | Principal Investment & Retirement Services Limited | RO | Advising on securities | 2012-08-14 | 2014-02-28 | RO | Dealing in securities | 2012-08-14 | 2014-02-28 |
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