Yip, Shun Man 葉舜文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | Dealing in securities | 2007-05-21 | 2011-05-27 | Rep | Dealing in securities | 2012-07-27 | 2016-05-27 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2007-05-21 | 2011-05-27 | Rep | Dealing in securities | 2012-07-27 | 2016-05-27 |
| 3 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-09-27 | Rep | Advising on securities | 2016-09-27 | Rep | Dealing in securities | 2016-09-27 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2011-08-29 | 2012-04-27 | Rep | Advising on securities | 2011-08-29 | 2012-04-27 | Rep | Dealing in securities | 2011-08-29 | 2012-04-27 |
| 5 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2011-08-29 | 2012-04-27 | Rep | Advising on securities | 2011-08-29 | 2012-04-27 | Rep | Dealing in securities | 2011-08-29 | 2012-04-27 |
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